Bank of America Corp (NYSE:BAC) and its subsidiary Merrill Lynch, Pierce, Fenner & Smith Inc. disclosed recent transactions ...

Executives say the Bank of America subsidiary likely benefited from clients in 2023 seeking a safe harbor from teetering ...

The U.S. Securities and Exchange Commission (SEC) on Friday said a pair of Wells Fargo Advisory firms and Merrill Lynch have ...

In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

In the case of Morgan Stanley, the wirehouse wants its financial advisors to increase their banking relationships with ...

The operator of the New York Stock Exchange and owner of Black Knight announced plans in December for a new Mortgage ...

The units charged by the SEC consented to the entry of orders without admitting or denying the SEC's findings. Wells Fargo Clearing Services agreed to pay a civil penalty of $28 million, Wells Fargo ...

Whales with a lot of money to spend have taken a noticeably bearish stance on Bank of America. If we consider the specifics ...

Merrill clients and advisors expanded on their continued interest in alternative investments while Morgan Stanley’s net ...

Merrill Lynch and Morgan Stanley executives on Thursday discussed plans to further tap in-house banking services in their ...

Investment adviser units of Wells Fargo & Co. and Bank of America Corp.’s Merrill shortchanged customers by funneling ...