Leech was charged with fraud by the Securities and Exchange Commission and the Department of Justice in November. He pleaded ...
The criminal charges — filed in parallel with a Securities and Exchange Commission lawsuit — follow a bruising year for Wamco, which has been bleeding investors since it disclosed US ...
The management shakeup comes one week after former WAMCO CIO Ken Leech was charged with fraud by the Securities and Exchange Commission. Never miss a story — sign up for PLANADVISER newsletters to ...
(Bloomberg) -- Franklin Resources Inc. will start taking over parts of its Western Asset Management Co. unit as the bond house grapples with a Securities and Exchange Commission investigation into ...
(Bloomberg) -- Outwardly, all is upbeat at Western Asset Management, which has invited its staff and clients to celebrate the New Year by watching the Rose Parade from Wamco’s balconies in ...
Ken Leech, the former co-chief investment officer at Western Asset Management Co., was granted $10 million bail on federal charges that he improperly allocated trades to favored clients.
Ken Leech, the star bond trader charged with cherry-picking winning trades for some clients, pleaded not guilty to fraud at a hearing Monday. Leech, 70, the former co-chief investment officer at ...
Outwardly, all is upbeat at Western Asset Management, which has invited its staff and clients to celebrate the New Year by watching the Rose Parade from Wamco’s balconies in Pasadena ...
(Bloomberg) -- Outwardly, all is upbeat at Western Asset Management, which has invited its staff and clients to celebrate the New Year by watching the Rose Parade from Wamco’s balconies in Pasadena, ...