This change led to significant redemptions as Vanguard customers moved from other target date funds into the institutional ...
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Fine handed out by the US SEC comes after disclosure failures in target date retirement funds ...
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...