Key issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ ...

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Facebook (FB), now Meta Platforms Inc. (META), went public with its initial public offering (IPO) on May 18, 2012. The popular social networking company had one of the largest and most anticipated ...

With $160 million in funding from Wall Street heavyweights, the startup’s CEO wants to challenge New York as a financial hub.

In response, the U.S. government enacted the Securities Act of 1933 and the Securities Exchange Act of 1934. The latter established the Securities and Exchange Commission, which oversees and ...

A man from Athens pleaded guilty today in connection with a January 2024 unauthorized takeover of the U.S. Securities and ...

Q4 2024 Earnings Call Transcript January 21, 2025 FB Financial Corporation beats earnings expectations. Reported EPS is $0.85, expectations were $0.84. Operator: Good morning, everyone, and welcome to ...

Hong Kong’s securities ... and inverse exchange traded funds tracking single stocks overseas, as well as defined outcome listed structured funds. The Securities and Futures Commission said ...

In a 72-page opinion, the U.S. Court of Appeals for the Third Circuit directed the Securities and Exchange Commission on Monday to clarify for Coinbase Global Inc. "how and when the federal ...

Some believed the money never actually existed — a fact that was confirmed by the report's authors, Alix Partners, in a 68-page document ... and as the Securities and Exchange Commission ...

Nasdaq has tendered a fresh 19b-4 application to the United States SEC to list and trade Coinshares XRP and Litecoin ETFs ...

The Securities and Exchange Commission took a parting shot at Musk ... on his plate to deal with,” the official added. In an 11-page complaint, the SEC alleged that billionaire Musk failed ...